N.Y. Public Officers Law Section 74
Code of ethics


1.

Definition. As used in this section: The term “state agency” shall mean any state department, or division, board, commission, or bureau of any state department or any public benefit corporation or public authority at least one of whose members is appointed by the governor or corporations closely affiliated with specific state agencies as defined by paragraph (d) of subdivision five of State Finance Law § 53-A (Filing of notices of applications for state participation in certain federal programs)section fifty-three-a of the state finance law or their successors. The term “legislative employee” shall mean any officer or employee of the legislature but it shall not include members of the legislature.

2.

Rule with respect to conflicts of interest. No officer or employee of a state agency, member of the legislature or legislative employee should have any interest, financial or otherwise, direct or indirect, or engage in any business or transaction or professional activity or incur any obligation of any nature, which is in substantial conflict with the proper discharge of his or her duties in the public interest.

3.

Standards.

a.

No officer or employee of a state agency, member of the legislature or legislative employee should accept other employment which will impair his or her independence of judgment in the exercise of his or her official duties.

b.

No officer or employee of a state agency, member of the legislature or legislative employee should accept employment or engage in any business or professional activity which will require him or her to disclose confidential information which he or she has gained by reason of his or her official position or authority.

c.

No officer or employee of a state agency, member of the legislature or legislative employee should disclose confidential information acquired by him or her in the course of his or her official duties nor use such information to further his or her personal interests.

d.

No officer or employee of a state agency, member of the legislature or legislative employee should use or attempt to use his or her official position to secure unwarranted privileges or exemptions for himself or herself or others, including but not limited to, the misappropriation to himself, herself or to others of the property, services or other resources of the state for private business or other compensated non-governmental purposes.

e.

No officer or employee of a state agency, member of the legislature or legislative employee should engage in any transaction as representative or agent of the state with any business entity in which he or she has a direct or indirect financial interest that might reasonably tend to conflict with the proper discharge of his or her official duties.

f.

An officer or employee of a state agency, member of the legislature or legislative employee should not by his or her conduct give reasonable basis for the impression that any person can improperly influence him or her or unduly enjoy his or her favor in the performance of his or her official duties, or that he or she is affected by the kinship, rank, position or influence of any party or person.

g.

An officer or employee of a state agency should abstain from making personnel investments in enterprises which he or she has reason to believe may be directly involved in decisions to be made by him or her or which will otherwise create substantial conflict between his or her duty in the public interest and his or her private interest.

h.

An officer or employee of a state agency, member of the legislature or legislative employee should endeavor to pursue a course of conduct which will not raise suspicion among the public that he or she is likely to be engaged in acts that are in violation of his or her trust.

i.

No officer or employee of a state agency employed on a full-time basis nor any firm or association of which such an officer or employee is a member nor corporation a substantial portion of the stock of which is owned or controlled directly or indirectly by such officer or employee, should sell goods or services to any person, firm, corporation or association which is licensed or whose rates are fixed by the state agency in which such officer or employee serves or is employed.

4.

Violations. In addition to any penalty contained in any other provision of law any such officer, member or employee who shall knowingly and intentionally violate any of the provisions of this section may be fined, suspended or removed from office or employment in the manner provided by law. Any such individual who knowingly and intentionally violates the provisions of paragraph b, c, d or i of subdivision three of this section shall be subject to a civil penalty in an amount not to exceed ten thousand dollars and the value of any gift, compensation or benefit received as a result of such violation. Any such individual who knowingly and intentionally violates the provisions of paragraph a, e or g of subdivision three of this section shall be subject to a civil penalty in an amount not to exceed the value of any gift, compensation or benefit received as a result of such violation.

Source: Section 74 — Code of ethics, https://www.­nysenate.­gov/legislation/laws/PBO/74 (updated Aug. 26, 2016; accessed Mar. 23, 2024).

60
Official seals of court of appeals, governor and state departments, divisions and bureaus
61
Investigations by state officers
62
Business in public offices on public holidays
62–A
Leave of absence for certain appointive state officers
63
Leave of absence for veterans on Memorial day and Veterans’ day
64
Payment of expenses of public officers
64–A
Patent policy
66
Interchangeable use of gender neutral and gender specific titles of public offices
66–A
Accident reports kept by police authorities to be open to the inspection of persons interested
67
Fees of public officers
67–A
Fees for certification or exemplification
68
Allowance of additional fees and expenses
68–A
Fees for oath or acknowledgment
69
Fee for administering certain official oaths prohibited
69–A
Interest to be paid and collected on all deposits of public moneys amounting to one thousand dollars or more
70
Accounting for fees
70–A
Fees to be paid by public officers for public advertisements
70–B
Certificate on printed copies of laws
71
Vacations for employees of the state
72
Notices and reports of claims, suits or causes of action to be given to the attorney-general
72–A
Penalty of officer for failure to execute mandate and make return
73
Business or professional activities by state officers and employees and party officers
73–A
Financial disclosure
73–B
Advertisements by elected government officials and candidates made with public funds
74
Code of ethics
74–A
Duty of public officers regarding the physically handicapped
75
Bribery of members of the legislature
75–A
Appearance by a person convicted of a crime of corruption
76
Receiving bribes by members of legislature
77
Unlawful fees and payments
77–A
Members of the legislature liable to forfeiture of office
78
Certification of members, officers and employees
79
Fine in certain cases

Accessed:
Mar. 23, 2024

Last modified:
Aug. 26, 2016

§ 74’s source at nysenate​.gov

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