N.Y.
Legislative Law Section 1-D
Lobby-related powers of the commission
(a)
administer and enforce all the provisions of this article;(b)
conduct a program of random audits subject to the terms and conditions of this section. Any such program shall be carried out in the following manner:(i)
The commission may randomly select reports or registration statements required to be filed by lobbyists or clients pursuant to this article for audit. Any such selection shall be done in a manner pursuant to which the identity of any particular lobbyist or client whose statement or report is selected for audit is unknown to the commission, its staff or any of their agents prior to selection.(ii)
The commission shall develop protocols for the conduct of such random audits. Such random audits may require the production of books, papers, records or memoranda relevant and material to the preparation of the selected statements or reports, for examination by the commission. Any such protocols shall ensure that similarly situated statements or reports are audited in a uniform manner.(iii)
The commission shall contract with an outside accounting entity, which shall monitor the process pursuant to which the commission selects statements or reports for audit and carries out the provisions of paragraphs (i) and (ii) of this subdivision and certifies that such process complies with the provisions of such paragraphs.(iv)
Upon completion of a random audit conducted in accordance with the provisions of paragraphs (i), (ii) and (iii) of this subdivision, the commission shall determine whether there is reasonable cause to believe that any such statement or report is inaccurate or incomplete. Upon a determination that such reasonable cause exists, the commission may require the production of further books, records or memoranda, subpoena witnesses, compel their attendance and testimony and administer oaths or affirmations, to the extent the commission determines such actions are necessary to obtain information relevant and material to investigating such inaccuracies or omissions;(c)
conduct hearings pursuant to article seven of the public officers law. Any hearing may be conducted as a video conference in accordance with the provisions of subdivision four of Public Officers Law § 104 (Public notice)section one hundred four of the public officers law;(d)
prepare uniform forms for the statements and reports required by this article;(e)
meet at least once during each bi-monthly reporting period of the year as established by subdivision (a) of § 1-H (Bi-monthly reports of certain lobbyists)section one-h of this article and may meet at such other times as the commission, or the chair and vice-chair jointly, shall determine;(f)
issue advisory opinions to those under its jurisdiction. Such advisory opinions, which shall be published and made available to the public, shall not be binding upon such commission except with respect to the person to whom such opinion is rendered, provided, however, that a subsequent modification by such commission of such an advisory opinion shall operate prospectively only; and(g)
submit by the first day of March next following the year for which such report is made to the governor and the members of the legislature an annual report summarizing the commission’s work, listing the lobbyists and clients required to register pursuant to this article and the expenses and compensation reported pursuant to this article and making recommendations with respect to this article. The commission shall make this report available free of charge to the public.(h)
provide an online ethics training course for individuals registered as lobbyists pursuant to § 1-E (Statement of registration)section one-e of this article. The curriculum for the course shall include, but not be limited to, explanations and discussions of the statutes and regulations of New York concerning ethics in the public officers law, the election law, the legislative law, summaries of advisory opinions, underlying purposes and principles of the relevant laws, and examples of practical application of these laws and principles. The commission shall prepare those methods and materials necessary to implement the curriculum. Each individual registered as a lobbyist pursuant to § 1-E (Statement of registration)section one-e of this article shall complete such training course at least once in any three-year period during which he or she is registered as a lobbyist.
Source:
Section 1-D — Lobby-related powers of the commission, https://www.nysenate.gov/legislation/laws/LEG/1-D (updated Sep. 22, 2014; accessed Apr. 13, 2024).
